Category: Boiler Room

Enforcement News: SEC Brings Enforcement Action Against Boiler Room Operators

Mar 21 2022

By: Jeffrey M. Haber “A boiler room is a place or operation—usually a call center—where high-pressure salespeople call lists of potential investors (‘sucker lists’) to peddle speculative, sometimes fraudulent, securities. …

Feb 1 2021

“Boiler room” brokerage firms are investment houses in which a broker uses high-pressure sales tactics to sell speculative and risky securities. A broker using boiler-room tactics provides customers – usually …

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Category: Boiler Room

Enforcement News: SEC Brings Enforcement Action Against Boiler Room Operators

Enforcement News: SEC Charges Entertainment Company and Affiliated Individuals with Illegal Boiler Room Tactics in Connection With $14 Million Offering